-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G43L8vb5GJYs1Tjq85hBFvhUlomgAbv4gerRA2EMN91Ss5uj+ahFcvEpaXF6gEbv P4E7XwltpvkneuI5GWAb9w== 0000905718-05-000164.txt : 20050701 0000905718-05-000164.hdr.sgml : 20050701 20050701163020 ACCESSION NUMBER: 0000905718-05-000164 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050701 DATE AS OF CHANGE: 20050701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Margolin Richard Stuart CENTRAL INDEX KEY: 0001331445 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 973 275-5089 MAIL ADDRESS: STREET 1: 488 BERKELEY AVENUE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLETON DOLL CO CENTRAL INDEX KEY: 0000723209 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 391364345 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55393 FILM NUMBER: 05933688 BUSINESS ADDRESS: STREET 1: W239 N1700 BUSSE STREET 2: ROAD CITY: WAUKESHA STATE: WI ZIP: 53188-1160 BUSINESS PHONE: 2625234300 MAIL ADDRESS: STREET 1: W239 N1700 BUSSE STREET 2: ROAD CITY: WAUKESHA STATE: WI ZIP: 53188-1160 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN INVESTMENT CO INC DATE OF NAME CHANGE: 19870903 SC 13G 1 middleton13g.txt SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Middleton Doll Company - -------------------------------------------------------------------------------- (Name of Issuer) Adjustable Rate Cumulative Preferred Stock, Series A, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 59669P201 - -------------------------------------------------------------------------------- (CUSIP Number) June 30, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 59669P201 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only): Richard Margolin - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization: United States - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power: 34,046 ----------------------------------- (6) Shared Voting Power: 0 ----------------------------------- (7) Sole Dispositive Power: 34,046 ----------------------------------- (8) Shared Dispositive Power: 0 ----------------------------------- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 34,046 - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): N/A - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9): 5.0% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions): IN - -------------------------------------------------------------------------------- Item 1(a). Name Of Issuer: The Middleton Doll Company Item 1(b). Address of Issuer's Principal Executive Offices: W239 N1700 Busse Road, Waukesha, Wisconsin 53188-1160 Item 2(a). Name of Person Filing: Richard Margolin Item 2(b). Address of Principal Business Office or, if None, Residence: 488 Berkeley Avenue, South Orange, New Jersey 07079 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Adjustable Rate Cumulative Preferred Stock, Series A, par value $0.01 per share Item 2(e). CUSIP No.: 59669P201 Item 3. If This Statement Is Filed Pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: Not Applicable. Item 4. Ownership (a) Amount Beneficially Owned (as of June 30, 2005): 34,046 (b) Percent of Class (as of June 30, 2005): 5.0% (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote 34,046 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 34,046 (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 30, 2005 /s/ Richard Margolin --------------------------- Richard Margolin Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----